Hypothetical scenarios
Close roll hold option examples
These examples are simplified and educational. They do not include fees, taxes, margin, live fills, broker rules, or individualized suitability.
SituationPotential resultWhyWatch-out
Winner captured 75%Close or partial profitRemaining reward is small versus risk.Do not ignore tax or plan context.
Thesis brokenClose or reduce riskThe original reason for the trade is gone.Rolling may delay the loss.
Thesis valid, time remainsHoldExit rule not reached and liquidity is acceptable.Catalyst and IV risk still matter.
Roll for better strikeRoll only if new trade improvesNew breakeven and risk profile are clearer.Extra time is not free.
Primary reading: FINRA options overview · FINRA assignment guide · OIC options basics · OIC exercising options · OCC options disclosure document · SEC Investor Bulletin on options
